Regulatory Reporting, Governance & Compliance Oversight Advisory
At ABM Global Compliance, we provide regulatory and compliance advisory support to help capital markets businesses strengthen their reporting governance, accountability structures and regulatory oversight. Depending on the nature of the business, firms may also be subject to applicable European requirements governing regulatory reporting, transparency, governance and organisational arrangements.
Strengthening Reporting Frameworks, Regulatory Accountability & Governance Across Cyprus’s Capital.
Capital markets businesses operating in Cyprus need effective governance and regulatory reporting frameworks that reflect their authorised activities, regulatory status and applicable obligations. ABM does not operate regulatory reporting systems, prepare or submit returns on behalf of regulated firms, perform operational data reconciliation, or assume Board, management or regulated-function responsibilities.
The Cyprus Securities and Exchange Commission (CySEC) is a key supervisory authority for capital markets activities within its remit in Cyprus. Depending on the nature of the business, firms may also be subject to applicable European requirements governing regulatory reporting, transparency, governance and organisational arrangements. Effective regulatory reporting depends on more than meeting submission requirements.
Our Capital Markets Regulatory & Compliance Advisory Services
ABM provides compliance advisory to help firms understand which requirements are relevant to their activities and assess whether their governance, policies and oversight arrangements appropriately address those obligations. The Cyprus Securities and Exchange Commission (CySEC) is a key supervisory authority for capital markets activities within its remit in Cyprus.
Regulatory Reporting & Filing Advisory
Regulatory Reporting & Filing Advisory covering including responsibility allocation and approval arrangements.
Transaction Reporting & Transparency Compliance
Transaction Reporting & Transparency Compliance covering including MiFID II and generate operational transaction reports.
Governance, Risk & Compliance (GRC)
Advising on responsibility structures, and governance arrangements escalation pathways and management oversight so.
Internal Controls & Compliance Oversight
Internal controls support a firm’s ability to maintain compliance and demonstrate appropriate regulatory oversight.
Ready to Strengthen Your Compliance?
Why Choose ABM in Cyprus
Cyprus Capital Markets Focus
Cyprus Capital Markets Focus for investment firms across Cyprus's regulated financial market.
Reporting & Governance Expertise
We help firms connect regulatory reporting obligations with clear governance, accountability and oversight.
EU Regulatory Perspective
Identify weaknesses in reporting governance and internal control frameworks and recommend proportionate improvements.
Strengthen Reporting Governance in Cyprus
Effective regulatory reporting depends on more than meeting submission requirements. It requires clear accountability, appropriate oversight and a compliance framework capable of supporting the firm’s regulatory obligations. ABM helps capital markets businesses in Cyprus strengthen regulatory reporting and governance through specialist compliance advice, structured framework assessment and independent regulatory insight.
Compliance advisory, regulatory reporting, and financial crime frameworks for banks and credit institutions.
MiFID II, market abuse, and transaction reporting support for capital markets participants.
Authorisation, governance, and ongoing compliance support built around your investment firm obligations.
Practical compliance frameworks for asset managers, AIFMs, and UCITS management companies alike.
Licensing, safeguarding, and operational compliance support for payment institutions across EU markets.
EMI authorisation, safeguarding arrangements, and ongoing regulatory reporting support across the EU.
Regulatory guidance that keeps innovative business models compliant from launch through scale.
MiCA, DORA, and digital asset compliance for Europe’s next generation of finance.
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
- Unit 6, Trinity Court, Fonthill Business Park, Clondalkin, Dublin 22, D22 YE30, Ireland
Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Your Questions Answered
What does a GRC framework include?
Clear governance structures with defined responsibilities, a risk management process that monitors what matters, and internal controls with compliance monitoring proving the framework works.
How much governance does CySEC expect?
Proportionate but genuine: arrangements scaled to your size and complexity, with real accountability, independent oversight where required, and evidence the framework operates daily.
What is third-party risk management?
Structured oversight of outsourcing and critical providers: due diligence, contractual protections, ongoing monitoring, exit planning, and a live register. Responsibility is never outsourced.
How do internal controls get tested?
Through compliance monitoring programmes and independent reviews that confirm controls operate as designed, not merely that they exist on paper.
Can governance scale as we grow?
It has to. We design frameworks with growth in mind, so new products, markets, and headcount extend the existing structure rather than forcing rebuilds.