Compliance Services for FMIs Services in Spain
Payment systems, CCPs, CSDs, and trade repositories in Spain operate in a market where the CNMV supervises Spanish markets with visible enforcement. ABM Global Compliance provides PFMI alignment, DORA resilience, recovery planning, and oversight readiness built for exactly that environment, keeping your business compliant with EU frameworks and Banco de España alike.
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What Compliance Means in Spain
The starting point in Spain is the market itself: the CNMV supervises Spanish markets with visible enforcement, and its early crypto-promotion rules made Spain a conduct-supervision reference. The CPMI-IOSCO Principles govern FMIs directly, covering governance, credit and liquidity risk, settlement finality, and default management, with published self-assessments authorities read closely. National law adds its own layer through Law 10/2010.
The cost of misreading this market is concrete. DORA’s resilience obligations bite hardest on infrastructure, and recovery planning now sits alongside daily compliance as a live expectation. Oversight findings at FMIs echo across every connected participant. We build frameworks for Spain from local supervisory reality rather than generic EU templates.
How We Support Market Infrastructures
For clients in Spain we deliver PFMI self-assessments and disclosure, gap remediation, EMIR and CSDR compliance, DORA resilience frameworks, recovery and wind-down planning, and oversight engagement, shaped to this market’s supervisory expectations, including engagement with Banco de España,. One team covers the complete relationship.
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Regulatory reporting, governance, and financial crime compliance frameworks for banks and credit institutions.
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E-Money Compliance
EMI and payment institution licensing, safeguarding arrangements, and ongoing regulatory compliance support.
Unsure Where to Start?
Book a consultation and our specialists will map the right compliance path forward.
Why Clients in Spain Choose ABM
Principles Depth
PFMI requirements and oversight expectations handled with infrastructure-grade precision at every stage.
Resilience Focus
DORA frameworks and incident readiness built for systemically important operations every time.
Oversight Fluency
Self-assessments and authority engagement prepared to the standard overseers expect every time.
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Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
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FMI Compliance Questions Answered
What are the PFMI principles?
The CPMI-IOSCO Principles for Financial Market Infrastructures, twenty-four international standards covering governance, risk management, settlement, default handling, and operational reliability for systemic infrastructure.
Who oversees FMIs in Europe?
Central banks and securities regulators share oversight depending on infrastructure type, with ESMA and the ECB holding direct roles for CCPs and systemically important systems, including Law 10/2010 duties.
What disclosure must FMIs publish?
The PFMI disclosure framework requires published self-assessments describing how each principle is met, updated after material changes and reviewed by authorities every time.
What does FMI recovery planning involve?
Credible plans for surviving extreme losses or liquidity shortfalls, including loss allocation tools and service continuity, assessed by authorities for genuine usability.
Does DORA apply to market infrastructures?
Yes, intensively. FMIs face DORA’s ICT risk, incident reporting, and testing requirements, with expectations scaled to their systemic importance at every stage.