Regulatory, Compliance & Governance Support for Capital Markets Firms
At ABM Global Compliance, we provide specialist capital markets regulatory and compliance advisory services to help firms understand their obligations, strengthen regulatory frameworks and maintain ongoing compliance readiness. Operating successfully within Ireland’s capital markets environment requires firms to combine regulatory understanding with effective controls, clear accountability and continuous compliance.
Supporting Regulatory Readiness Across Ireland’s Capital Markets Environment
Ireland is an established European financial centre supporting investment firms, securities businesses, trading activities, asset and fund-related services, and other capital markets participants. The Central Bank of Ireland (CBI) plays a central role in the authorisation and supervision of regulated capital markets firms in Ireland, alongside applicable EU regulatory frameworks and the wider European supervisory architecture.
Firms operating in Ireland must navigate an extensive regulatory framework covering authorisation, investor protection, market conduct, governance, regulatory reporting, financial crime and ongoing compliance. At ABM Global Compliance, we provide specialist capital markets regulatory and compliance advisory services to help firms understand their obligations, strengthen regulatory frameworks and maintain ongoing compliance readiness.
Our Capital Markets Regulatory & Compliance Services in Ireland
Depending on the firm and its activities, relevant frameworks can include MiFID II, MiFIR, the Market Abuse Regulation (MAR), EMIR, SFTR, PRIIPs and other applicable securities and financial markets requirements.
Establish and review frameworks addressing key regulatory requirements relevant to their capital markets activities.
We also support preparation for regulatory engagement and relevant cross-border market-access considerations.
Strengthen regulatory reporting governance, transaction reporting controls, regulatory documentation, internal oversight and management accountability.
Financial Crime Compliance for investment firms operating across Ireland’s regulated financial market.
Our assessments focus on identifying practical improvements and establishing clear remediation priorities.
Tailored capital markets compliance, regulatory change, financial crime, governance, Board and senior management training.
Ready to Strengthen Your Compliance?
Why Choose ABM for Capital Markets Compliance in Ireland
Ireland & EU Capital Markets Knowledge
Navigate Ireland’s regulatory environment within the wider European capital markets framework.
Integrated Regulatory Expertise
Our services connect market compliance, authorisation, reporting, financial crime and independent assurance.
Activity-Specific Advisory Approach
From regulatory preparation and market entry through ongoing compliance and regulatory change.
Strengthen Capital Markets Compliance in Ireland
Operating successfully within Ireland’s capital markets environment requires firms to combine regulatory understanding with effective controls, clear accountability and continuous compliance. Firms operating in Ireland must navigate an extensive regulatory framework covering authorisation, investor protection, market conduct, governance, regulatory reporting, financial crime and ongoing compliance.
Compliance advisory, regulatory reporting, and financial crime frameworks for banks and credit institutions.
MiFID II, market abuse, and transaction reporting support for capital markets participants.
Authorisation, governance, and ongoing compliance support built around your investment firm obligations.
Practical compliance frameworks for asset managers, AIFMs, and UCITS management companies alike.
Licensing, safeguarding, and operational compliance support for payment institutions across EU markets.
EMI authorisation, safeguarding arrangements, and ongoing regulatory reporting support across the EU.
Regulatory guidance that keeps innovative business models compliant from launch through scale.
MiCA, DORA, and digital asset compliance for Europe’s next generation of finance.
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
- Unit 6, Trinity Court, Fonthill Business Park, Clondalkin, Dublin 22, D22 YE30, Ireland
Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Your Questions Answered
Who supervises capital markets in Ireland?
The Central Bank of Ireland is the national competent authority for investment firms, trading venues, issuers, and market conduct in Ireland, applying the MiFID Regulations, MiFID II, MAR, and EMIR.
What rules apply to investment firms?
MiFID II and MiFIR for authorisation, conduct, and reporting, MAR for market abuse, EMIR and SFTR for derivatives, Irish AML law for financial crime, and applicable prudential requirements.
How long does authorisation take in Ireland?
Most Irish authorisations run several months to a year from submission, plus preparation. Complete, well-evidenced applications with credible governance move through review meaningfully faster.
Do you support firms after authorisation?
Yes. Most of our work is ongoing: compliance monitoring, regulatory change management, policy updates, reporting support, independent reviews, and training throughout the supervisory relationship.
Are your services advisory only?
Yes, deliberately. ABM Global Compliance never operates regulated businesses or holds client funds. We build, strengthen, and review your compliance arrangements while you remain the regulated operator.