Compliance Services for FMIs Services in Romania
Payment systems, CCPs, CSDs, and trade repositories in Romania operate in a market where the ASF supervises the Bucharest Exchange, recently upgraded to emerging market status. ABM Global Compliance provides PFMI alignment, DORA resilience, recovery planning, and oversight readiness built for exactly that environment, keeping your business compliant with EU frameworks and the NBR alike.
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Principles Written for Systemic Importance
The starting point in Romania is the market itself: the ASF supervises the Bucharest Exchange, recently upgraded to emerging market status, with compliance capability scarce and valued. The CPMI-IOSCO Principles govern FMIs directly, covering governance, credit and liquidity risk, settlement finality, and default management, with published self-assessments authorities read closely. National law adds its own layer through Law 129/2019.
The cost of misreading this market is concrete. DORA’s resilience obligations bite hardest on infrastructure, and recovery planning now sits alongside daily compliance as a live expectation. Oversight findings at FMIs echo across every connected participant. We build frameworks for Romania from local supervisory reality rather than generic EU templates, because its Balkan scale and strong diaspora payment corridors shapes what the NBR examines first.
How We Support Clients in Romania
For clients in Romania we deliver PFMI self-assessments and disclosure, gap remediation, EMIR and CSDR compliance, DORA resilience frameworks, recovery and wind-down planning, and oversight engagement, shaped to this market’s supervisory expectations, including engagement with the NBR,. One team covers the complete relationship.
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Why Clients in Romania Choose ABM
Principles Depth
PFMI requirements and oversight expectations handled with infrastructure-grade precision at every stage.
Resilience Focus
DORA frameworks and incident readiness built for systemically important operations every time.
Oversight Fluency
Self-assessments and authority engagement prepared to the standard overseers expect every time.
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FMI Compliance Questions Answered
What disclosure must FMIs publish?
The PFMI disclosure framework requires published self-assessments describing how each principle is met, updated after material changes and reviewed by authorities every time.
What does FMI recovery planning involve?
Credible plans for surviving extreme losses or liquidity shortfalls, including loss allocation tools and service continuity, assessed by authorities for genuine usability, including Law 129/2019 duties.
Does DORA apply to market infrastructures?
Yes, intensively. FMIs face DORA’s ICT risk, incident reporting, and testing requirements, with expectations scaled to their systemic importance at every stage.
What are the PFMI principles?
The CPMI-IOSCO Principles for Financial Market Infrastructures, twenty-four international standards covering governance, risk management, settlement, default handling, and operational reliability for systemic infrastructure.
Who oversees FMIs in Europe?
Central banks and securities regulators share oversight depending on infrastructure type, with ESMA and the ECB holding direct roles for CCPs and systemically important systems.