Regulatory Policy, Procedures & Governance Documentation Advisory
At ABM Global Compliance, we help Money Services Businesses develop, review and update regulatory policies, procedures, internal control frameworks and governance documentation. Our practical, risk-based approach supports sustainable growth. This supports long-term regulatory confidence across the organisation. We help businesses navigate these requirements with confidence.
Keeping Compliance Frameworks Current, Structured & Regulatory-Aligned
Policies and procedures translate regulatory obligations into an organisation’s internal compliance framework. For MSPs operating in Germany, these documents should remain consistent with the firm’s regulated activities, risk profile and applicable requirements. ABM helps MSPs in Germany maintain clear, current and regulatory-aligned policies, procedures, internal control frameworks and governance documentation as their obligations and activities evolve.
Our role is advisory. The regulated business remains responsible for approving, implementing and operating its policies, procedures and controls. At ABM Global Compliance, we help Money Services Businesses develop, review and update regulatory policies, procedures, internal control frameworks and governance documentation. Our practical, risk-based approach supports sustainable growth. This supports long-term regulatory confidence across the organisation.
Our MSP Compliance Services in Germany
At ABM Global Compliance, we help Money Services Businesses develop, review and update regulatory policies, procedures, internal control frameworks and governance documentation.
Policy Development & Review Support
Where gaps or outdated provisions are identified, we provide recommendations for strengthening the documentation.
Operational Procedure Updates
Changes in regulation or business activities may require existing compliance procedures to be revised.
Internal Control Frameworks
Internal controls help businesses translate regulatory requirements into structured responsibilities and oversight.
Governance & Oversight Documentation
Develop and review documentation supporting management responsibilities, compliance governance, escalation arrangements and internal accountability.
Ready to Strengthen Your Compliance?
Why Choose ABM in Germany
Regulatory-Focused Documentation Approach
We develop compliance documentation around applicable regulatory obligations rather than generic templates.
Germany & EU Perspective
Our approach considers relevant German requirements within the wider European regulatory framework.
Practical Framework Development
We help firms create documentation that clearly supports responsibilities, governance and compliance oversight.
Keep Your Compliance Framework Current
ABM helps MSPs in Germany maintain clear, current and regulatory-aligned policies, procedures, internal control frameworks and governance documentation as their obligations and activities evolve. The regulated business remains responsible for approving, implementing and operating its policies, procedures and controls. Our role is advisory.
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Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
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Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Your Questions Answered
How often should policies be updated?
At least annually, and immediately after regulatory change, new products, restructuring, or supervisory findings. BaFin expects documentation to reflect current operational reality.
What policies do regulated firms need?
Governance and accountability, AML/CFT, risk management, compliance monitoring, outsourcing, conflicts, and sector-specific areas such as safeguarding. The exact set depends on your licence.
Are template policies good enough?
Rarely. Supervisors read policies against your actual business, and generic templates describing activities you do not perform create findings rather than prevent them.
Who should own policies internally?
Each policy needs a named senior owner responsible for accuracy, implementation, and review, with board approval for the core framework. Ownership turns documents into governance.
Can you review our existing documentation?
Yes. We assess existing policies against current German and European requirements and your real operations, then update what genuinely needs updating.