Regulatory Authorisation & Licensing Services in Croatia
At ABM Global Compliance, we help firms prepare for authorisation by developing compliant governance structures, preparing regulatory documentation, and supporting engagement with the regulator throughout the licensing process. Partner with ABM to navigate Croatia’s Regulatory Authorisation & Licensing process with confidence and build a strong foundation for long-term success.
Building a Strong Regulatory Foundation
Obtaining regulatory authorisation is a fundamental requirement for firms wishing to provide investment services in Croatia. Applicants must demonstrate effective governance, sound organisational arrangements, appropriate financial resources, and robust compliance frameworks before commencing regulated activities. Firms must also comply with MiFIR, the Market Abuse Regulation (MAR), and other applicable European financial services legislation depending on the activities they undertake.
A successful licence application demonstrates that a firm has the governance, internal controls, compliance arrangements, and operational capability necessary to meet ongoing regulatory obligations. Proper preparation reduces delays and supports a smoother authorisation process. The Croatian Financial Services Supervisory Agency (HANFA) is responsible for authorising investment firms under the Capital Market Act (Zakon o tržištu kapitala).
Our Regulatory Authorisation & Licensing Services
A successful regulatory authorisation begins with strong governance, comprehensive documentation, and effective regulatory planning. By establishing these foundations early, firms can strengthen regulatory confidence and position themselves for sustainable growth within Croatia’s capital markets.
Investment Firm Licensing
Assisting with investment firm licence applications, business plans, governance documentation, and regulatory submissions.
Trading Venue & Market Infrastructure Authorisation
Authorisation for regulated markets, multilateral trading facilities, and other market infrastructure activities.
Cross-Border Passporting & Market Access
Cross-Border Passporting & Market Access for investment firms across Croatia’s regulated financial market.
Regulatory Change Management
Implement new regulatory requirements, assess legislative developments, and update governance and compliance frameworks.
Competent Authority Engagement
Supporting organisations in their interactions with HANFA, including licence applications, and ongoing communications.
Ready to Strengthen Your Compliance?
Why Capital Market Participants Choose ABM
Croatian Capital Markets Expertise
We understand the licensing expectations of HANFA and Croatia's capital markets regulatory framework.
End-to-End Regulatory Support
End-to-End Regulatory Support for investment firms across Croatia's regulated financial market.
Tailored Advisory Services
Every engagement is designed around your business model, investment activities, and regulatory objectives.
Building a Successful Market Entry
A successful regulatory authorisation begins with strong governance, comprehensive documentation, and effective regulatory planning. By establishing these foundations early, firms can strengthen regulatory confidence and position themselves for sustainable growth within Croatia’s capital markets. A successful licence application demonstrates that a firm has the governance, internal controls, compliance arrangements, and operational capability necessary to meet ongoing regulatory obligations.
Compliance advisory, regulatory reporting, and financial crime frameworks for banks and credit institutions.
MiFID II, market abuse, and transaction reporting support for capital markets participants.
Authorisation, governance, and ongoing compliance support built around your investment firm obligations.
Practical compliance frameworks for asset managers, AIFMs, and UCITS management companies alike.
Licensing, safeguarding, and operational compliance support for payment institutions across EU markets.
EMI authorisation, safeguarding arrangements, and ongoing regulatory reporting support across the EU.
Regulatory guidance that keeps innovative business models compliant from launch through scale.
MiCA, DORA, and digital asset compliance for Europe’s next generation of finance.
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
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Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Your Questions Answered
What does HANFA expect from applicants?
Substance over paperwork: credible governance with fit-and-proper leadership, a realistic business plan, effective AML/CFT arrangements, adequate capital, and genuine operational readiness before submission.
How long does authorisation usually take?
Several months to a year depending on licence type, plus preparation time. Complete, well-evidenced applications move through regulatory review considerably faster than incomplete ones.
Can you prepare the application for us?
We prepare it with you. Our specialists draft the documentation and build the frameworks behind it, while your leadership owns the business plan and regulatory relationship.
What happens after the licence is granted?
Supervision begins. Governance, reporting, AML/CFT, and notification obligations apply from day one, so we help newly authorised firms move into sustainable ongoing compliance.
Do you support passporting into other countries?
Yes. Croatian authorisation can generally be passported across the EU through host-state notifications, and we support the process including the obligations that remain local.