Compliance Services for Financial Regulators
Regulators face industries that evolve faster than supervisory capacity can grow internally through hiring alone. ABM Global Compliance supports financial regulators and supervisory authorities with supervision framework design, examiner training, licensing process development, and thematic review support, strengthening supervisory capability from the inside with experienced practitioners who have actually done the job themselves.
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Supervision Is a Capability, Not a Mandate
A supervisory mandate only matters if the authority can execute it: risk-based frameworks that direct attention where harm concentrates, licensing processes that filter effectively without deterring good applicants, examination methodologies that find real weaknesses, and enforcement approaches that change behaviour. Building these capabilities internally competes with daily supervision for the same scarce experienced staff.
New sectors compound the challenge: crypto authorisation under MiCA, digital resilience under DORA, and fintech models that cross traditional boundaries all demand expertise most authorities are still hiring for. International peer reviews and FATF evaluations then test supervisory effectiveness publicly, making capability gaps visible beyond the institution itself every time.
How We Support Supervisory Authorities
Our services build your supervisory capability directly: risk-based supervision framework design, licensing and authorisation process development, examination methodology and inspection manuals, examiner training through practical casework, thematic review design and delivery support, crypto and fintech supervision readiness, and evaluation preparation.
MSP/MSB Compliance
MSB licensing, AML/CFT compliance frameworks, and ongoing regulatory support for money services businesses.
Crypto & Blockchain Compliance
MiCA authorisation, Travel Rule compliance, and financial crime frameworks for cryptoasset service providers.
Banking Compliance Advisory
Regulatory reporting, governance, and financial crime compliance frameworks for banks and credit institutions.
Capital Markets Compliance
MiFID II compliance, market abuse controls, and licensing support for European investment firms.
E-Money Compliance
EMI and payment institution licensing, safeguarding arrangements, and ongoing regulatory compliance support.
Unsure Where to Start?
Book a consultation and our specialists will map the right compliance path forward.
Why Supervisory Authorities Choose ABM every time.
Practitioner Knowledge
Consultants who have supervised, examined, and licensed inside authorities themselves every time.
Method Transfer
Frameworks and manuals your teams own and run after we leave every time.
New-Sector Ready
Crypto, fintech, and digital resilience supervision built from current expertise every time.
Ready to Strengthen Your Compliance?
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
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A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Regulator Support Questions Answered
What is risk-based supervision design?
Structuring your supervisory attention around assessed institutional and sectoral risk, with documented methodologies, scoring models, and proportionate engagement intensity replacing uniform cycles.
Can you help build licensing processes?
Yes. We design authorisation workflows, assessment criteria, and application guidance that filter effectively while keeping processes predictable for legitimate applicants every time.
How do you train examination teams?
Through practical programmes built on casework: planning inspections, testing controls, interviewing management, evidencing findings, and writing reports that withstand challenge every time.
Can you support MiCA supervision readiness?
Yes. We help authorities build crypto authorisation and supervision capability, from application assessment frameworks to ongoing monitoring approaches for CASPs every time.
Is authority support delivered confidentially?
Always. Engagements with supervisory authorities run under strict confidentiality, and our private sector work is screened for conflicts beforehand at every stage.