Compliance Services for FMIs in Malta
FMIs are where systemic risk concentrates, and oversight treats them accordingly. In Malta, Maltese capital markets are boutique-scale under MFSA supervision. ABM Global Compliance supports payment systems, CCPs, CSDs, and trade repositories in Malta with PFMI alignment, DORA resilience, recovery planning, and oversight readiness, keeping your business aligned with the expectations that supervision here actually applies.
Book Your Consultation
Principles Written for Systemic Importance
The CPMI-IOSCO Principles govern FMIs directly, covering governance, credit and liquidity risk, settlement finality, and default management, with published self-assessments authorities read closely. In Malta, that framework lands on a market with its own character: Maltese capital markets are boutique-scale under MFSA supervision, with the exchange serving domestic and specialised listings. Layered onto the EU rulebook sit national requirements including PMLA.
DORA’s resilience obligations bite hardest on infrastructure, and recovery planning now sits alongside daily compliance as a live expectation. Oversight findings at FMIs echo across every connected participant. What works is compliance designed for this jurisdiction, where its VFA-era crypto experience and post-greylist reform energy sets the accent that expectations carry. Our consultants have built exactly that for businesses across Malta.
How We Support Clients in Malta
Our services in Malta cover the full obligation stack: PFMI self-assessments and disclosure, gap remediation, EMIR and CSDR compliance, DORA resilience frameworks, recovery and wind-down planning, and oversight engagement. Every engagement and including engagement with the MFSA. Everything is documented to the standard supervision here expects.
MSP/MSB Compliance
MSB licensing, AML/CFT compliance frameworks, and ongoing regulatory support for money services businesses.
Crypto & Blockchain Compliance
MiCA authorisation, Travel Rule compliance, and financial crime frameworks for cryptoasset service providers.
Banking Compliance Advisory
Regulatory reporting, governance, and financial crime compliance frameworks for banks and credit institutions.
Capital Markets Compliance
MiFID II compliance, market abuse controls, and licensing support for European investment firms.
E-Money Compliance
EMI and payment institution licensing, safeguarding arrangements, and ongoing regulatory compliance support.
Unsure Where to Start?
Book a consultation and our specialists will map the right compliance path forward.
Why FMIs in Malta Choose ABM
Principles Depth
PFMI requirements and oversight expectations handled with infrastructure-grade precision at every stage.
Resilience Focus
DORA frameworks and incident readiness built for systemically important operations every time.
Oversight Fluency
Self-assessments and authority engagement prepared to the standard overseers expect every time.
Ready to Strengthen Your Compliance?
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
- Unit 6, Trinity Court, Fonthill Business Park, Clondalkin, Dublin 22, D22 YE30, Ireland
Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
FMI Compliance Questions Answered
What does FMI recovery planning involve?
Credible plans for surviving extreme losses or liquidity shortfalls, including loss allocation tools and service continuity, assessed by authorities for genuine usability.
Does DORA apply to market infrastructures?
Yes, intensively. FMIs face DORA’s ICT risk, incident reporting, and testing requirements, with expectations scaled to their systemic importance at every stage, including PMLA duties.
What are the PFMI principles?
The CPMI-IOSCO Principles for Financial Market Infrastructures, twenty-four international standards covering governance, risk management, settlement, default handling, and operational reliability for systemic infrastructure.
Who oversees FMIs in Europe?
Central banks and securities regulators share oversight depending on infrastructure type, with ESMA and the ECB holding direct roles for CCPs and systemically important systems.
What disclosure must FMIs publish?
The PFMI disclosure framework requires published self-assessments describing how each principle is met, updated after material changes and reviewed by authorities every time.