Ongoing Maltese & EU Capital Markets Compliance Advisory
At ABM Global Compliance, we deliver specialist compliance advisory and regulatory support to help capital markets businesses interpret compliance requirements, evaluate their existing arrangements and respond effectively to regulatory developments. ABM helps capital markets businesses enhance their compliance structures, respond to regulatory change and sustain alignment with the Maltese and European requirements relevant to their activities.
Supporting MiFID II, MiFIR, MAR, Prospectus & Sustainable Finance Compliance.
Capital markets businesses active in Malta must navigate an extensive regulatory arrangement that continues to evolve at both Maltese and European Union levels. Requirements can differ according to a firm’s activities, regulatory status, financial instruments, clients and role within the capital markets ecosystem. The Malta Financial Services Authority (MFSA) is a key competent authority for capital markets supervision in Malta.
Firms may also need to consider applicable EU legislation and regulatory guidance issued against the broader European supervisory structure. At ABM Global Compliance, we deliver specialist compliance advisory and regulatory support to help capital markets businesses interpret compliance requirements, evaluate their existing arrangements and respond effectively to regulatory developments. Our practical, risk-based approach supports sustainable growth.
Our Capital Markets Regulatory & Compliance Advisory Services
Capital markets compliance is a day-to-day responsibility. Regulatory developments, changes in business activities and evolving supervisory expectations can create new compliance obligations or require existing arrangements to be reassessed. Firms may also need to consider applicable EU legislation and regulatory guidance issued against the broader European supervisory structure.
Ongoing Compliance Support
Review their compliance structures, and procedures governance or internal controls may require enhancement.
MiFID II / MiFIR Compliance
Our support focuses on regulatory interpretation, and framework development and compliance assessment.
Market Abuse Regulation (MAR)
Market Abuse Regulation covering including insider dealing and unlawful disclosure of inside information.
EMIR, SFTR & PRIIPs Compliance
EMIR, SFTR & PRIIPs Compliance for investment firms across Malta’s regulated financial market.
Prospectus Regulation & Transparency Directive Compliance
Issuers and other relevant market participants may face prospectus, and depending on the circumstances.
Sustainable Finance (SFDR & Taxonomy Regulation)
Sustainable finance regulation has become an important part of the European regulatory environment.
Ready to Strengthen Your Compliance?
Why Choose ABM in Malta
Malta-Focused Regulatory Expertise
Malta-Focused Regulatory Expertise for investment firms across Malta's regulated financial market.
Multi-Regulation Capability Approach
Multi-Regulation Capability Approach for investment firms across Malta's regulated financial market.
Regulatory Change Support
Make sense of new requirements and evaluate their impact on existing compliance arrangements.
Stay Aligned with Malta's Evolving Capital Markets Framework
Capital markets regulation continues to put together across Malta and the wider EU, making robust regulatory interpretation and structured compliance increasingly important. ABM helps capital markets businesses enhance their compliance structures, respond to regulatory change and sustain alignment with the Maltese and European requirements relevant to their activities.
Compliance advisory, regulatory reporting, and financial crime frameworks for banks and credit institutions.
MiFID II, market abuse, and transaction reporting support for capital markets participants.
Authorisation, governance, and ongoing compliance support built around your investment firm obligations.
Practical compliance frameworks for asset managers, AIFMs, and UCITS management companies alike.
Licensing, safeguarding, and operational compliance support for payment institutions across EU markets.
EMI authorisation, safeguarding arrangements, and ongoing regulatory reporting support across the EU.
Regulatory guidance that keeps innovative business models compliant from launch through scale.
MiCA, DORA, and digital asset compliance for Europe’s next generation of finance.
Trusted and Loved by Our Clients Across the Europe
Businesses across Europe trust ABM to guide their licensing, strengthen their frameworks, and keep their compliance on track. Here is what founders, compliance officers, and executives say about working with our team.
Years Of Expertise
Trusted Expert Guidance, Just One Message Away
Tell us about your business and regulatory needs. One of our compliance specialists will respond within one working day with clear, practical next steps.
- Unit 6, Trinity Court, Fonthill Business Park, Clondalkin, Dublin 22, D22 YE30, Ireland
Book Your Consultation
A confidential conversation about your licensing plans, compliance challenges, or regulatory questions, with no obligation attached.
Your Questions Answered
What does ongoing compliance support include?
Compliance monitoring, regulatory change tracking, periodic reviews, policy refreshes, day-to-day advisory, and preparation for supervisory interactions, all scaled to your size and risk profile.
How often should compliance be reviewed?
At least annually for the whole framework, with continuous monitoring in between and immediate reviews after regulatory change, new products, growth, or supervisory findings.
Can you act as our compliance function?
We strengthen your compliance function rather than replace it. Regulated firms must own compliance responsibility, so accountability stays inside your organisation while we provide the expertise.
How do you track regulatory change?
We monitor Maltese and European developments affecting your sector, assess what each change means for your obligations, and translate it into practical implementation steps.
Will you prepare us for the MFSA inspections?
Yes. We run readiness reviews before supervisory interactions, strengthen documentation and evidence, brief management on likely focus areas, and support remediation afterwards.